Capital and Sovereignty: Scattered reflections on Schmitt’s critique of liberalism

Last week I read a couple of Schmitt texts I had lying around but had never gotten to, namely Political Theology II and Crisis of Parliamentary Democracy. I’ve already written on the former, but the latter is in my opinion more worthy of discussion. In it, Schmitt’s critique of liberalism seems to be that, broadly speaking, the ideal of governing through the reasoned deliberation of parliamentary representatives engaged with a broader public sphere has essentially never worked out the way it was supposed to. The self-binding of government through the division of powers and other related concepts led to the dominance of capital as the only other real power center, and meanwhile the supposed “reasoned debate” in parliament itself has been reduced to a facade that no longer even tries to hide the backroom deals between special interests that actually determine policy.

The liberal responses to this critique in Schmitt’s time seem to have been “but there’s no alternative” — and this lack of a real response, a real principled defense of parliamentarism in face of its decadence and failure, represents half of the “crisis of parliamentary democracy” (the other half being the conceptual conflict between parliamentarism and democracy in Schmitt’s opinion). Contemporary defenders of parliamentarism in the United States seem to have arrived at an interesting mutation of this defense: “since there’s no alternative, we must act as though it’s working.” This commitment to maintaining the fiction of the “normal” operation of liberal government creates a situation in which enemies of liberal government are more than usually able to game the system.

This is clearest in the Senate, whose sacred role is supposedly that of a “deliberative body” slowing down the galloping pace of political conflict so as to allow reasoned debate, etc. In this body, the right wing has taken a step beyond the normal practice of preserving the facade of debate while actually cutting deals behind closed doors — they have actively weaponized the pretense of debate itself through their profligate abuse of the fillibuster. Meanwhile, the Democrats, whose sole remaining commitment seems to be to liberal formalism itself, are constitutionally incapable of combatting this abuse in any meaningful way, as they collapse immediately whenever a Republican opportunistically whines that such a change will radically destroy the nature of the Senate as a uniquely deliberative body, etc.

This is only the most notable instance of the paralyzing effect of Democrats’ commitment to the fiction of liberal government. Examples could be endlessly multiplied, as Democrats either treat opportunistic “counter-arguments” as good faith attempts at discussion or else politely ignore the most insane conspiracy theories of the right (for instance, Obama’s fake birth certificate). For the two-party system to appear valid within the paradigm of parliamentarism (especially the American version), the Democrats must have a good-faith discussion partner, and given that the Republicans are the only plausible candidate for that role, they must in fact be a good-faith discussion partner, a partner that is out only for the fair compromise that has been such a hallmark of America’s unique political institutions, etc.

Everyone knows that the reality underlying the superstructure of “political debate” is a struggle for power, primarily among moneyed interests of various types — yet somehow it is impolite to say it out loud. Instead we must imagine that the Founder’s vision of “limited government,” with its “division of powers” that prevent over-hasty application of power (which would, due to its very haste and lack of deliberation, be out of tune with the demands of universal reason) was a product of a special genius for which we can only thank divine providence and, even worse, imagine that whatever problems appear to be plaguing our system result from a divergence from that vision. In this case, both liberals and conservatives constitute variations on this theme. For liberals, “progressive” policies inherently make more sense and would in fact prevail if politics were not corrupted by propaganda and moneyed interests, while for conservatives, government’s overreach into inappropriate spheres has distorted and undercut the realm of individual freedom that it was supposed to protect.

While the concrete results desired on both sides are radically different (and the liberal side radically more preferable if that is to be our choice), the formal structure that sees a close correspondence between our institutional structures and the free, reasonable individual is the same. And the practical result is not radically different: if the liberal commitment to debate, etc., renders government ineffectual for the most part, the conservative desire to combat illusory government overreach leads to the direct instrumentalization of government for capital’s purposes. For instance, now capital has captured the executive branch in a variety of states and is using that to meet the long-time goal of crushing labor unions — and of course the only thing momentarily stopping the progress of that goal in Wisconsin is a legal judgment based not on the substance of the law, but on the formal violation of the principle of “open meetings.”

Meanwhile, most mainstream liberals are very suspicious of the only real attempts to exert power on “their side,” outside of the formal democratic mechanism of voting: public protestors and labor unions. Public protest supposedly forecloses a debate that could otherwise reach out to the mass conservative public by creating social disorder and otherwise indulging in either hippy-like or (in a mismatch that is never really interrogated) violent behavior. Every time a protestor’s sign lacks nuance, so the story goes, another swing voter in Ohio decides to vote Republican.

Labor unions, for their part, are widely regarded, even by many “progressives,” as being filled with lazy thugs of various types, corrupted by ties to the organized crime that they already virtually are. Unions, one hears, corrupt the system of hard work and proportionate reward by imposing self-interested systems of seniority and arcane restrictions on the labor process — and most damning of all, they are the only social body that dares to use actual force in their relations to capital, both in excluding non-members from working in a given firm and, most horrifyingly, in directly stopping production through a strike. The Wisconsin proposal to remove unions’ collective bargaining rights and ability to collect dues and to require that the union be voted back into existence every year may be shocking to liberal sensibilities, yet it does turn labor unions into a type of organization that is more compatible with broadly liberal values of deliberation and free consent — the union will become a group that asks nicely for permission from its members to exist so that it can then ask nicely for management to thoughtfully consider its requests — and thereby demonstrates how completely powerless and ineffective those values are in the confrontation with capital.

What defenses of union organization one hears are generally instrumental rather than principled: they help create the mass middle class that is supposedly the “normal” state of American public life and, more narrowly, they are a valuable means for helping to elect Democrats to public office through their “get out the vote” efforts. Union members may be a bunch of racist Ultimate Fighting fans, but they do have their uses! Countering the power of capital where the constitutional design of the state systematically impedes its ability to do so is apparently not among those uses, however. Aside from the isolated individual, in American society, only one type of organization is permitted in principle to exercise the direct power of money to get its own way: the capitalist firm.

And indeed the capitalist firm has been enshrined in the law as a rational individual who bears the same relationship to the real human individual as the angel bore to the human being: an immortal being unrestrained by the needs of the body, dominated by the exercise of reason and unburdened by emotions or human affections. Surely the firm is the subject that liberal government was waiting for, the purely rational subject who relates to the outside world purely by means of rationally agreed-upon contracts — who indeed is itself a kind of living rational contract. Like angels, these firms govern us on a day-to-day basis, nominally regulated by the earthly and surprisingly ineffectual God of the state. Is it any wonder that all our other institutions aspire to the corporate form, from the neoliberal university to the “seeker-sensitive” megachurch to the organs of the state itself?

Everything in our society aspires to the stature of middle management — and in the cut-throat competition of the corporate climbers, the principled idealists trying to hammer out a compromise that satisfies everyone will always lose, will always trade effective power for the self-satisfaction of righteousness. Schmitt was right that the sovereign is the one who decides on the exception, but the sovereign in our system is not really the president, at least not on the effective day-to-day level. The sovereign is the middle manager you are sometimes lucky enough to speak to after hours on the phone, who normally grants you an exception just to demonstrate, both to you and the haplessly rule-bound underling, that he can.

11 Responses to “Capital and Sovereignty: Scattered reflections on Schmitt’s critique of liberalism”

  1. Nick M. Says:

    Schmitt’s Nazism doesn’t inhibit his critique of liberalism?

  2. Adam Kotsko Says:

    Just because he didn’t choose a good solution, he wasn’t necessarily wrong about the problem. Anthony once said that the hallmark of thinkers of the radical right is that they correctly identify the problem but then give the wrong answer — and I think it applies here (though I’m not as sure about what he says about democracy in this text).

  3. Clayton Crockett Says:

    I wonder how many sympathetic readings of Schmitt’s critique of liberalism, especially in the US, foreclose the radical alternative and try to reduce the choices to two–liberal vs. some sort of neo-conservative position, and since liberalism doesn’t work, you’re left with the conservative or traditionalist option. This is similar to Radical Orthodoxy’s strategy of a forced choice between two alternatives, the liberal/nihilist and the RO one. In any case, Schmitt considered Marx and Communism a genuine ‘enemy’. Many people ended up supporting National Socialism even though they despised it in order to avoid the “worse” alternative of communism.

  4. Bruce Rosenstock Says:

    Great post, Adam. The difference between Schmitt’s critique and yours is that Schmitt is not really interested in avoiding the influence of capital in governance, but in avoiding an influence that is not linked to national interests. He did not think that the Krupps induistry would be nationalized, but that its financial interests as a multinationanal would be subservient to the nation’s interest in establishing a Grossraum. This turns out to mean, the exorbitant profits of a permanent war-preparation economy and a cheap labor base for Krupps to compete against its foreign competitors (Schmitt talked about colonializing, not enslaving, the non-nationals within the Grossraum, but since he did not believe in a human rights regime for the colonized peoples, the difference is slim. The point is, he was in favor of imperialist exploitation of colonial labor.) Schmitt’s alternative to parliamentary democracy is, therefore, basically the military-industrial economization of the nation-state within the context of a permanent war-readiness against other Grossraum sovereignties (no more than two or three in the entire world). This sounds like the Cold War, and it is no accident that his Nomos of the Earth (1950) traces the emergence of the Cold War as the post-War nomos. Of course, he decried the lack of a truly unifying national idea in either of the Cold War contestants (America had its great moment, he thought, in the 19th century with its sense of a mission to establish its power across the continent, but had dissipated this nationalist ideology in its quest for global hegemony under the banner of democracy; the Soviet Union as an expression of Russian imperialism had similarly lost itself in global ambitions under the banner of communism.)

    Schmitt thought that true democracy meant a unified, racially homogeneous nation with subservient colonial satellites, and that the economy should serve the interests of this imperial nation. Krupps and other corporations were more than willing to play that game. The problem with parliamentary democracy was that it gave too much free reign to international capitalist interests (which thereby sponsored the regime of international law). Internationalism was the problem. Liberalism has simply embraced international capital: neo-liberalism. Is this a better solution to the race-based imperial nation-state of Schmitt? (Schmitt was not a biological racist, but he did believe that a nation must be racially homogeneous.) Of course it is, if only because neo-liberalism requires an international law regime which at least allows for an appeal beyond the worst forms of colonial exploitation. So, Schmitt’s challenge to liberalism is not really a challenge to the role of capital in governance (we agree with Schmitt that the danger is international capital), but a challenge to defend the liberal concept of the nation against its reduction to a race-based imperial power. In other words, the challenge is to defend the idea of citizenship rights, and to do so within the context of a robust defense of an international rights regime. (America should obviously become a states-party to the ICC, for example.) But this is, in essence, the task that Arendt saw as necessary to respond to Schmitt (the experience of reading him she described, perhaps with deliberate irony, as “arresting”).

  5. Adam Kotsko Says:

    Bruce, That’s valuable context for his thoughts on “democracy” — I haven’t yet studied the works of Schmitt you mention, focusing mainly on the “greatest hits” (Political Theology and Concept of the Political). Part of me thinks that if we can’t have genuine socialism, the state should at least stand up to the power of capital and direct it toward the public good, and yet given that that’s Schmitt’s position it seems that I may have fallen victim to my own rule that the “third way” between socialism and fascism is just fascism.

  6. Bruce Rosenstock Says:

    Yes, socialism with a racialized conception of the nation is fascism. Socialism with a robust regime of citizenship rights, within an international rights context, is the only socialism that is not fascism. This means, for example, being very catholic in one’s understanding of who is a citizen or a possible citizen (immigration law reform to eliminate the status of illegal alien for a start, without resorting to deportation), and also placing ethnic cleansing on the list of crimes against humanity, regardless of whether it is accompanied by genocide or not. Perhaps we are seeing something like this being articulated as the Obama Doctrine?

  7. Adam Kotsko Says:

    Except for the part where he’s deporting a record number of “illegal immigrants.”

  8. Adam Kotsko Says:

    This is all making me skeptical of the welfare state as a solution as well — as I understand it, many were constructed by conservative parties in Europe, and in America blacks and others were de facto excluded from (for instance) the initial version of Social Security. One of the big fears about immigration then becomes the idea that “they” will take “our” benefits, and in fact I’ve long thought that the single biggest reason the US doesn’t have a robust welfare state is because of the existence of a large, “unassimilable” minority of African Americans.

    In this light, perhaps the lesson of the Russian revolution is that international socialism has to do the international part first? That seems to be the view of Hardt and Negri, for instance.

  9. MQ Says:

    Yes, socialism with a racialized conception of the nation is fascism.

    I disagree with this — fascism is fundamentally militaristic and aggressive and values violence as an end in itself. This is not true of all racialized national conceptions. Is Switzerland fascist? How about contemporary Japan? Etc. I would say a lot of post-WWII Northern European social democracy is traceable back to a racialized national conception in one way or other.

  10. Craig Says:

    “This is all making me skeptical of the welfare state as a solution as well”

    Well, back to debates in 1960s Marxism, everyone!

  11. Anthony Paul Smith Says:

    Yes, the fact that many European states have been slowly dismantiling their welfare systems is likely due to the fact that there is no obvious alternative. Any country can deal with a little rioting, but once there was organization and even support from a major power for those organizations, and only then did the European powers fear their workers.


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